USA Patriot Act Disclosure

To help the government fight the funding of terrorism and money laundering activities, Federal law (Section 326 of the USA/PATRIOT Act of 2001) requires all financial institutions to obtain, verify, and record information that identifies each person who opens an account.

When you open an account, Sound Income Wealth, LLC (“SIW”) will ask you for your name, address, date of birth and other information that will allow SIW to identify you. SIW may also ask to see your driver’s license or other identifying documents.

This information may be compared to information obtained through third party sources, as permitted by law. If SIW cannot verify this information your account may be restricted and/or closed.

FINRA Public Disclosure Program

FINRA’s Board of Governors has adopted a BrokerCheck Program that provides information about FINRA member firms and the professional background of persons associated with FINRA members. Information in the BrokerCheck system is available by dialing the FINRA BrokerCheck Hotline toll free at 800-289-9999. Also, you may visit BrokerCheck at www.finra.org/brokercheck. You may contact FINRA or visit the FINRA website at www.finra.org for a brochure describing the BrokerCheck program.